11.18 0.06 (0.54%)

1.3M XNYS Volume

XNYS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for PennantPark Floating Rate Capital Ltd

The latest disclosure was made by Jose A. Briones in PennantPark Floating Rate Capital Ltd where a trade of 1,745 Common Stock done at an average price of $11.4 was reported to US exchanges on June 5, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Jose A. Briones Director Purchase of securities on an exchange or from another person at price $ 11.40 per share. 05 Jun 2024 1,745 319,598 (0%) 0% 11.4 19,892 Common Stock
Richard T. Allorto CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 11.30 per share. 30 May 2024 10,000 10,000 (0%) 0% 11.3 113,000 Common Stock
Jose A. Briones Director Purchase of securities on an exchange or from another person at price $ 11.33 per share. 28 May 2024 885 317,738 (0%) 0% 11.3 10,027 Common Stock
Jose A. Briones Director Purchase of securities on an exchange or from another person at price $ 11.48 per share. 13 May 2024 1,740 316,853 (0%) 0% 11.5 19,972 Common Stock
Jeffrey Flug Director Other type of transaction at price $ 0.00 per share. 17 Feb 2022 4,000 8,400 (0%) 0% 0 Common Stock
Samuel L. Katz Director Sale of securities on an exchange or to another person at price $ 10.54 per share. 17 Dec 2020 8,929 35,118 (0%) 0% 10.5 94,077 Common Stock
Samuel L. Katz Director Sale of securities on an exchange or to another person at price $ 10.41 per share. 17 Dec 2020 8,618 26,500 (0%) 0% 10.4 89,747 Common Stock
Samuel L. Katz Director Sale of securities on an exchange or to another person at price $ 10.65 per share. 15 Dec 2020 7,453 44,047 (0%) 0% 10.7 79,399 Common Stock
Samuel L. Katz Director Sale of securities on an exchange or to another person at price $ 10.87 per share. 15 Dec 2020 17,700 51,500 (0%) 0% 10.9 192,321 Common Stock
Samuel L. Katz Director Sale of securities on an exchange or to another person at price $ 10.84 per share. 11 Dec 2020 6,563 79,937 (0%) 0% 10.8 71,143 Common Stock
Samuel L. Katz Director Sale of securities on an exchange or to another person at price $ 10.85 per share. 11 Dec 2020 10,737 69,200 (0%) 0% 10.9 116,513 Common Stock
Samuel L. Katz Director Other type of transaction at price $ 10.91 per share. 03 Dec 2020 120,300 120,600 (0%) 0% 10.9 1,312,473 Common Stock
Samuel L. Katz Director Other type of transaction at price $ 10.91 per share. 03 Dec 2020 120,300 86,500 (0%) 0% 10.9 1,312,473 Common Stock
Samuel L. Katz Director Purchase of securities on an exchange or from another person at price $ 8.83 per share. 10 Jun 2020 15,000 206,800 (0%) 0% 8.8 132,450 Common Stock
Adam K. Bernstein Director Purchase of securities on an exchange or from another person at price $ 4.94 per share. 31 Mar 2020 4,000 9,000 (0%) 0% 4.9 19,760 Common Stock
Aviv Efrat Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.90 per share. 23 Mar 2020 18,050 109,000 (0%) 0% 3.9 70,406 Common Stock
Aviv Efrat Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 4.36 per share. 20 Mar 2020 28,800 90,950 (0%) 0% 4.4 125,617 Common Stock
Arthur H. Penn Other, Investment Adviser Purchase of securities on an exchange or from another person at price $ 4.32 per share. 20 Mar 2020 22,000 344,009 (0%) 0% 4.3 95,082 Common
Jeffrey Flug Director Purchase of securities on an exchange or from another person at price $ 3.56 per share. 19 Mar 2020 400 12,400 (0%) 0% 3.6 1,423 Common
Arthur H. Penn Other, Investment Adviser Purchase of securities on an exchange or from another person at price $ 4.17 per share. 19 Mar 2020 16,300 322,009 (0%) 0% 4.2 68,023 Common
Arthur H. Penn Other, Investment Adviser Purchase of securities on an exchange or from another person at price $ 4.26 per share. 18 Mar 2020 20,000 305,709 (0%) 0% 4.3 85,250 Common
Aviv Efrat Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 10.81 per share. 28 Feb 2020 17,000 62,150 (0%) 0% 10.8 183,811 Common Stock
Arthur H. Penn Other, Investment Adviser Purchase of securities on an exchange or from another person at price $ 11.80 per share. 26 Feb 2020 7,000 285,709 (0%) 0% 11.8 82,596 Common
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.28 per share. 26 Nov 2019 8,500 278,709 (0%) 0% 12.3 104,393 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.03 per share. 25 Nov 2019 8,000 270,209 (0%) 0% 12.0 96,234 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 11.78 per share. 22 Nov 2019 9,000 262,209 (0%) 0% 11.8 106,025 Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 11.42 per share. 04 Sep 2019 25,000 191,800 (0%) 0% 11.4 285,408 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 11.55 per share. 15 Aug 2019 8,000 253,209 (0%) 0% 11.5 92,383 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 11.73 per share. 13 Aug 2019 10,000 245,209 (0%) 0% 11.7 117,343 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 11.57 per share. 12 Aug 2019 8,000 235,209 (0%) 0% 11.6 92,523 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 11.66 per share. 09 Aug 2019 9,000 227,209 (0%) 0% 11.7 104,951 Common Stock
Aviv Efrat CFO Purchase of securities on an exchange or from another person at price $ 12.05 per share. 17 May 2019 8,200 45,150 (0%) 0% 12.1 98,817 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.09 per share. 15 May 2019 9,500 218,209 (0%) 0% 12.1 114,839 Common Stock
Aviv Efrat CFO Purchase of securities on an exchange or from another person at price $ 12.05 per share. 14 May 2019 8,200 36,950 (0%) 0% 12.1 98,817 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.08 per share. 14 May 2019 8,000 208,709 (0%) 0% 12.1 96,673 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.10 per share. 13 May 2019 7,000 200,709 (0%) 0% 12.1 84,666 Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 12.11 per share. 10 May 2019 19,900 166,800 (0%) 0% 12.1 241,021 Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 12.20 per share. 10 May 2019 100 146,900 (0%) 0% 12.2 1,220 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.15 per share. 10 May 2019 9,000 193,709 (0%) 0% 12.1 109,326 Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 12.73 per share. 27 Feb 2018 10,000 146,800 (0%) 0% 12.7 127,300 Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 12.64 per share. 26 Feb 2018 17,000 136,800 (0%) 0% 12.6 214,858 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.81 per share. 15 Feb 2018 8,500 184,709 (0%) 0% 12.8 108,885 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.98 per share. 14 Feb 2018 9,000 176,209 (0%) 0% 13.0 116,839 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.81 per share. 13 Feb 2018 8,000 167,209 (0%) 0% 12.8 102,451 Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 12.57 per share. 12 Feb 2018 10,000 159,209 (0%) 0% 12.6 125,664 Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Feb 2016 4,140 119,800 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Feb 2016 5,860 115,660 - - Common Stock
Jeffrey Flug None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Nov 2015 500 3,500 - - Common Stock
Jeffrey Flug None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2015 1,500 3,000 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Sep 2015 20,000 109,800 - - Common Stock
Jeffrey Flug None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Aug 2015 6,000 12,000 - - Common Stock
Jeffrey Flug None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Aug 2015 1,500 1,500 - - Common Stock
Jeffrey Flug None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Aug 2015 6,000 6,000 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Aug 2015 7,482 79,500 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2015 10,000 69,500 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2015 2,518 72,018 - - Common Stock
Aviv Efrat CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2015 15,000 28,750 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Aug 2014 7,969 69,633 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Aug 2014 167 61,831 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Aug 2014 1,864 61,664 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 May 2014 300 59,800 - - Common Stock
Aviv Efrat CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 May 2013 8,000 13,750 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Mar 2013 30,000 59,500 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Feb 2013 9,095 149,209 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Feb 2013 15,600 114,267 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Feb 2013 25,847 140,114 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2013 3,445 98,667 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Feb 2013 4,265 95,222 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Feb 2013 2,400 90,957 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Feb 2013 10,400 88,557 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Feb 2013 4,149 78,157 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Feb 2013 4,100 74,008 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Feb 2013 11,530 69,908 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Feb 2013 5,200 33,917 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Feb 2013 2,360 36,277 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Feb 2013 22,101 58,378 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jan 2013 1,600 28,717 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jan 2013 575 27,117 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jan 2013 4,700 24,342 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jan 2013 1,900 19,642 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jan 2013 2,200 26,542 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jan 2013 1,400 14,842 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jan 2013 2,900 17,742 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jan 2013 1,375 12,042 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jan 2013 1,400 13,442 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Jan 2013 7,000 7,667 - - Common Stock
Arthur H. Penn Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Jan 2013 3,000 10,667 - - Common Stock
Aviv Efrat CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Nov 2011 3,000 5,750 - - Common Stock
Adam K. Bernstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Aug 2011 1,500 5,000 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2011 2,000 29,500 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Aug 2011 10,000 27,500 - - Common Stock
Aviv Efrat CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 2,750 2,750 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 13,000 17,500 - - Common Stock
Adam K. Bernstein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2011 3,500 3,500 - - Common Stock
Samuel L. Katz None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2011 4,500 4,500 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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